Explore efficient means of developing and executing an effective compliance program from developing a code of conduct, policies and procedures, training and communication to conducting internal investigations and risk assessments.  This seminar analyzes the components to design an effective compliance program. Review the legal and regulatory requirements for an ethics & compliance program.  This seminar will discuss the laws and regulations that establish what an ethics and compliance program should include as well as provide insights on how you can satisfy a variety of business imperatives, such as conducting due diligence and building employee trust. Analyze examples of successful ethics and compliance programs. This program will highlight enforcement trends as the panel illustrates what does and does not, work in an effectively designed ethics and compliance program.